SELECTED PUBLICATIONS & AWARDS
THE INVESTMENT ADVISOR'S COMPLIANCE GUIDE, 3rd Edition (National Underwriter 2023)
https://www.nationalunderwriter.com/the-investment-advisor-s-compliance-guide-3rd-edition.html
GROWING WITHIN THE LINES: THE INVESTMENT ADVISER’S ADVERTISING AND MARKETING COMPLIANCE GUIDE
TD Ameritrade, Schwab, National Society of Compliance Professionals, and Fidelity publications.
RIABIZ.com, content republished by Forbes.com
PROTECTING AND REBUILDING YOUR RETIREMENT
YOU CAN RETIRE WHILE YOU’RE STILL YOUNG ENOUGH TO ENJOY IT
FAMILY INSURANCE HANDBOOK
LONG-TERM CARE INSURANCE MADE SIMPLE
INSURING QUALITY: HOW TO IMPROVE QUALITY, COMPLIANCE, CUSTOMER SERVICE, AND ETHICS IN THE INSURANCE INDUSTRY (co-authored with Hedy Abromovitz)
BRINGING TQM ON THE QT TO YOUR ORGANIZATION (co-authored with Hedy Abromovitz)
Plays were included in several festivals
STC Compliance Digest (Securities Training Corp.)
Advisor One; Think Advisor; IA Watch